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Job: Compliance Officer

Active since 22-01-2018 Job category Accountancy / Controlling / Tax
Location Lagos Level Mid-Senior level
Educational level Bachelor / Graduate Employment type Permanent contract
Hours 0 Salary -
The candidate for Compliance Officer should possess requisite knowledge of relevant capital market regulations and will be responsible for monitoring and ensuring compliance with rules and regulations, notifications,guidelines, instructions etc. issued by the regulators.

  • Candidate must have a minimum of 4 years experience working in the financial services
  • Must have cognate experience in the capital market
  • Must have completed the stock exchange compliance training for compliance officer


  • Collation and Submission of regulatory reports
  • Periodical review of all policies as required by the stock exchange
  • Ensure compliance of all procedure and processes
  • Ensure all customers information are verified and up to date
  • Ensure all Customers files are properly filed and regularly updated
  • Review all trades on a daily basis
  • Attend to all request coming from the Stock Exchange
More information
This listing is a full-time job

Job category Accountancy / Controlling / Tax
Industry / Industries Financial Services
Region Nigeria

Contact information

Name Recruitment Team